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Self-regulatory organizations
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#	Item
601	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 3, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-03 14:15:10 Financial economics Business 73rd United States Congress Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission NASDAQ Short SEC filing United States securities law Finance United States Securities and Exchange Commission
602	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]February 11, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change to Revise ICC End- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:34:05 Futures contract Securities Exchange Act Financial economics Financial system Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission
603	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]March 2, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Its Continued Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 07:49:18 Corporate governance Business Finance United States corporate law Law Securities Exchange Act Form 8-K Audit committee Sarbanes–Oxley Act SEC filings Auditing United States securities law
604	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:12:13 Financial system United States securities law Financial regulation Short selling 73rd United States Congress Regulation NMS Betting in poker Straddle Short Financial economics United States Securities and Exchange Commission Finance
605	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 25, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-26 06:40:36 Finance Financial services Collective investment schemes Exchange-traded fund Mutual fund Financial adviser Net asset value Money market fund Securities market Financial economics Investment Funds
606	Page 22 of 31 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** Text of Proposed New FINRA Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-24 09:13:44** Municipal Securities Rulemaking Board Financial regulation Economy of the United States Federal Rules of Civil Procedure Law Securities Exchange Act Self-regulatory organizations United States securities law Financial Industry Regulatory Authority
607	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 11, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend Rules 11.9, 11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 07:23:15 Investment Finance Order Market liquidity Securities Exchange Act Futures contract Financial economics Stock market Financial markets
608	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]February 11, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:38:55 Chicago Board Options Exchange Securities Exchange Act Binary option U.S. Securities and Exchange Commission Financial economics Finance Investment
609	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]February 20, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 15:29:18 Finance Financial markets United States securities law Financial regulation Short selling Securities Exchange Act Regulation NMS Straddle Betting in poker Financial economics United States Securities and Exchange Commission Investment
610	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]February 11, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:47:10 Financial markets Finance Order Market liquidity Securities Exchange Act Futures contract Financial economics Stock market Investment

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